Due Diligence and Ongoing Monitoring

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Welcome to the Due Diligence and Ongoing Monitoring Community. Here you will be able to network, collaborate, and see the latest discussions that can help you in this area. Note: You will need to Sign In to join in the discussions and access resources. 

About Due Diligence and Ongoing Monitoring: Whether you’re vetting a new vendor or following up on an existing vendor, performing due diligence is necessary to determine if a vendor is a good fit for your organization. Ongoing monitoring is a regulatory expectation, an overall sound business practice and can lead to discovering risk that would have otherwise gone unnoticed.

Latest Discussion Posts

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    Marketing Firms

    By: Anonymous Member , 2 days ago

    This message was posted by a user wishing to remain anonymous What insurance are you all asking of your marketing firms that are posting on social media for your FI? More

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    RE: Title Companies & Appraisers in TPRM Programs

    By: Anonymous Member , 3 days ago

    This message was posted by a user wishing to remain anonymous We are currently FDIC regulated but going through the process to become OCC Chartered. More

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    RE: Title Companies & Appraisers in TPRM Programs

    By: Anonymous Member , 3 days ago

    This message was posted by a user wishing to remain anonymous May I please ask who your regulator is? More

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    RE: Title Companies & Appraisers in TPRM Programs

    By: Anonymous Member , 9 days ago

    This message was posted by a user wishing to remain anonymous Both Title companies and Appraisers are excluded from Third Party Risk inventory. This is how we document our reasoning in policy. • Title Companies. The customer and the seller (if ... More

    2 people like this.
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    RE: Title Companies & Appraisers in TPRM Programs

    By: Anonymous Member , 9 days ago

    This message was posted by a user wishing to remain anonymous Title Company & Appraisers are included in our VM program. 1) We do complete an initial due diligence review and onboarding and they are also part of our ongoing due diligence review. ... More

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