Due Diligence and Ongoing Monitoring

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1 to 50 of 580 threads (2K total posts)
  Thread Subject Replies Last Post Status
Vendor Due Diligence - Alternatives
1 2 days ago by Anonymous Member
How do small/ medium firms with no automation and limited resources manage due diligence and ongoing monitoring
0 2 days ago by Anonymous Member
Marketing Vendors PII
1 2 days ago by Anonymous Member
Due Diligence
0 5 days ago by Anonymous Member
Proprietary Data Vendors
1 19 days ago by IT Administrator
Original post by Anonymous Member
Onboarding guide and check list
2 23 days ago by Olawale Kazeem
Original post by Tara Murray
Procedures
0 27 days ago by Anonymous Member
LaserPro/Finastra
1 one month ago by Anonymous Member
Law Firms
1 one month ago by Anonymous Member
Ongoing Monitoring Template
0 one month ago by Anonymous Member
Indirect Lending Due Diligence
0 one month ago by Jen Banker
Recommendation needed: User Access/Identity Management
0 one month ago by Anonymous Member
Law firm due diligence - California
2 one month ago by Anonymous Member
Ongoing Monitoring for Compliance Risk
0 2 months ago by Anonymous Member
AI Tools/Technology - How Can It Help?
0 3 months ago by Hannah Gulan
Appraisal Management Companies (AMC's)
2 3 months ago by Madelyn Norwood
Original post by Anonymous Member
Due Diligence Audience
1 3 months ago by Anonymous Member
How to collect documents for large companies
3 3 months ago by Anonymous Member
Due Diligence Questionnaires for Third Parties Offering Multiple Services
5 3 months ago by Anonymous Member
Reassessing and Residual Risk
1 3 months ago by Anonymous Member
Seeking Input: Tiering BaaS Partners by Criticality Within a Vendor Management Framework
1 3 months ago by Anonymous Member
Certificate of Good Standing/ Business License Search
0 4 months ago by Debbie Maxwell
Delivery Vendors
1 4 months ago by Carol Steiger
Original post by Anonymous Member
What percent of your assessments rely on SIG/SIG Lite or CAIQ?
0 4 months ago by Anonymous Member
Vendor DD vs. Third Party Service Providers
0 4 months ago by Anonymous Member
Testing of 3rd party monitoring of their critical/high risk vendors
2 4 months ago by Anonymous Member
DOJ National Security Division - Data Security Program Covered Persons list
0 4 months ago by Anonymous Member
Assessing Software Resellers
4 4 months ago by Cathy Ryan
Original post by Heather Kelliher
Timing of Annual Reviews
4 4 months ago by Anonymous Member
Inherent Risk Rating Rationale
1 4 months ago by Heather Kelliher
Original post by Anonymous Member
How are other financial institutions tracking non-risk vendors?
1 4 months ago by Heather Kelliher
Original post by Anonymous Member
Monitoring the Federal Reserve
5 4 months ago by Anonymous Member
Original post by Brandon Carey
Seeking Sample Vendor Performance Dashboard – Medicaid/Medicare Supplemental Services
0 5 months ago by Anonymous Member
Plug-in application scoping for TPRM programs
0 5 months ago by Anonymous Member
Request List
1 5 months ago by Jennifer Wilkinson
Original post by Anonymous Member
Inherent risk vs. Residual risk based ongoing monitoring frequency
2 5 months ago by Katrina Chesney
Original post by Anonymous Member
Not in Scope Vendors
1 6 months ago by Mary Garcia
Original post by Anonymous Member
DEI Executive Order and Vendor Diversity Classification
0 5 months ago by Mary Garcia
Valuation Vendors
0 7 months ago by Anonymous Member
Due Diligence Document Delays
3 7 months ago by Linda Tuck Chapman
Original post by Anonymous Member
AML Review in Onboarding
1 7 months ago by Linda Tuck Chapman
Original post by Anonymous Member
Unique Third-Party: Enterprise Apps, Extensions, Professional Services
2 7 months ago by Tina Hagood
Original post by Anonymous Member
Vendor Financials
0 8 months ago by Anonymous Member
Training for SOC, IT, BC Assessments
2 8 months ago by Lisa-Mae Hill
Original post by Matthew Audette
New Vendor Risk Rubric
0 8 months ago by Anonymous Member
Risk Based Due Diligence
3 8 months ago by Misty Wilson
Original post by Anonymous Member
"Your data was not affected" - How to verify service provider did proper investigation when they have issue?
0 8 months ago by Anonymous Member
Infrastructure Vendors
4 8 months ago by Tina Hagood
Original post by Anonymous Member
Opensource/Community third parties and tools
0 9 months ago by Anonymous Member
Tiering
3 9 months ago by Premika Mishra
Original post by Anonymous Member