|
|
Insurance Certificate Requirements and Reviews
|
1
|
6 hours ago
by
Hilary Jewhurst
Original post by
Anonymous Member
|
|
|
|
Due DIligence for ATM Provider
|
1
|
4 days ago
by
Aaron Kirkpatrick
Original post by
Anonymous Member
|
|
|
|
Performance Monitoring for Industry Regulator
|
5
|
4 days ago
by
Michelle Chase
Original post by
Anonymous Member
|
|
|
|
Documenting Ongoing Monitoring
|
1
|
7 days ago
by
Jill Sherman
Original post by
Anonymous Member
|
|
|
|
Cleaning Company Vendor(s)
|
3
|
14 days ago
by
Anonymous Member
Original post by
Joy Simmons
|
|
|
|
Appraisal Vendors - Not Board Approved
|
1
|
14 days ago
by
Anonymous Member
|
|
|
|
Reseller Vendors
|
1
|
26 days ago
by
Greg Schilder
Original post by
Anonymous Member
|
|
|
|
Insurance Companies
|
1
|
29 days ago
by
Jill Sherman
Original post by
Anonymous Member
|
|
|
|
Due Diligence applicability
|
1
|
one month ago
by
Hilary Jewhurst
Original post by
Anonymous Member
|
|
|
|
Affiliate Scorecards
|
1
|
one month ago
by
Anonymous Member
|
|
|
|
Paying for Due Diligence?
|
2
|
one month ago
by
Anonymous Member
Original post by
Tracey Campbell
|
|
|
|
Foreign Vendors
|
1
|
one month ago
by
Graig Cameron
Original post by
Anonymous Member
|
|
|
|
Microsoft and similar vendors
|
2
|
one month ago
by
Anonymous Member
|
|
|
|
Loan Referral Broker/Company
|
1
|
one month ago
by
Michelle Chase
Original post by
Anonymous Member
|
|
|
|
Software Bill of Service
|
1
|
one month ago
by
Jill Sherman
Original post by
Anonymous Member
|
|
|
|
Queries on Risk monitoring & residual risk
|
9
|
one month ago
by
Anonymous Member
Original post by
Aiswarya Dwivedy
|
|
|
|
CUEC's and Complementary User Entity Responsibilities
|
3
|
one month ago
by
Anonymous Member
|
|
|
|
Insurance Companies SOC 2 Due Diligence
|
3
|
one month ago
by
Howard Glassman
Original post by
Anonymous Member
|
|
|
|
Outsourcing Due Diligence Reviews
|
1
|
one month ago
by
Anonymous Member
Original post by
Michelle Vybiral
|
|
|
|
Outsourcing Due Diligence Reviews
|
0
|
one month ago
by
Cheryl Turner
|
|
|
|
Transition from Inherent risk rating to residual risk rating
|
1
|
one month ago
by
Hilary Jewhurst
Original post by
Aiswarya Dwivedy
|
|
|
|
Digital Operational Resilience Act
|
0
|
one month ago
by
Jeremy Pelkey
|
|
|
|
Mobile Notary
|
3
|
one month ago
by
Anonymous Member
|
|
|
|
Risk Acceptance
|
1
|
one month ago
by
Hilary Jewhurst
Original post by
Anonymous Member
|
|
|
|
Obtaining Due Diligence Information for EU Banks
|
1
|
2 months ago
by
Jill Sherman
Original post by
Garrett Hoffman
|
|
|
|
Critical Vendor
|
3
|
2 months ago
by
Anonymous Member
|
|
|
|
Due diligence on Insurance Company
|
2
|
2 months ago
by
Jessica Tsai
Original post by
Anonymous Member
|
|
|
|
Telecom Companies
|
1
|
2 months ago
by
Greg Schmeisser
Original post by
Anonymous Member
|
|
|
|
Due Diligence of Governmental agencies
|
5
|
2 months ago
by
Greg Schmeisser
Original post by
Mark Ewert
|
|
|
|
Subservice Organizations
|
3
|
2 months ago
by
Anonymous Member
|
|
|
|
Third Parties Regulated by Government Agencies
|
3
|
2 months ago
by
Mark Ewert
Original post by
Anonymous Member
|
|
|
|
Question about biannual SOC 1 Type 2 Report
|
3
|
2 months ago
by
Altan Tanju
Original post by
Tracey Campbell
|
|
|
|
inspectors and Environmental Consultants
|
1
|
2 months ago
by
Lauren Sobczak
Original post by
Anonymous Member
|
|
|
|
Title Companies
|
4
|
2 months ago
by
Eric Rosendaul
Original post by
Anonymous Member
|
|
|
|
Courier Services
|
1
|
2 months ago
by
Hilary Jewhurst
Original post by
Anonymous Member
|
|
|
|
Vendors Outside U.S.
|
4
|
3 months ago
by
Anonymous Member
|
|
|
|
External Questionnaire for Vendor
|
11
|
3 months ago
by
Anonymous Member
|
|
|
|
Due Diligence Reviews on ChatGPT/AI and the Associated Integrations and APIs
|
1
|
3 months ago
by
Brad Buckley
Original post by
Alicia Gristmacher
|
|
|
|
W9 Best Practice
|
1
|
3 months ago
by
Kris Cummings
Original post by
Anonymous Member
|
|
|
|
Relocation Vendors
|
0
|
3 months ago
by
Rachel Kenyon
|
|
|
|
Armored Transportation and Cash Vault
|
8
|
2 months ago
by
Cheryl Turner
Original post by
Anonymous Member
|
|
|
|
On-Boarding Insurance Companies
|
3
|
3 months ago
by
Kevin Mazzone
Original post by
Sean Kiley
|
|
|
|
Formal Vendor Oversight/ Determining Vendors That Are In Scope and Out of Scope
|
3
|
3 months ago
by
ISABEL GUERRERO
|
|
|
|
Review for Offboarding Vendor
|
4
|
3 months ago
by
Tracey Campbell
Original post by
Anonymous Member
|
|
|
|
Vendor Background Check
|
1
|
4 months ago
by
Anonymous Member
|
|
|
|
Artificial Intelligence
|
4
|
4 months ago
by
Charity Kittrell
Original post by
Anonymous Member
|
|
|
|
Ongoing Monitoring
|
4
|
4 months ago
by
Anonymous Member
|
|
|
|
Omissions from TPRM Program
|
2
|
4 months ago
by
Anonymous Member
Original post by
Nicholas Flihan
|
|
|
|
Measuring and Mitigating UDAAP Risk Financial Institutions
|
1
|
4 months ago
by
Hilary Jewhurst
Original post by
Michelle Chase
|
|
|
|
UK Financial Statements and Cash Flow Concern
|
2
|
4 months ago
by
Anonymous Member
|
|