Due Diligence and Ongoing Monitoring

Thread Subject	Replies	Last Post
BC Plan	3	2 hours ago by Barbara Gaujenieks Original post by Anonymous Member
Board of Directors Vendor	1	yesterday by Brandon Carey Original post by Anonymous Member
Frequency of determining criticality	4	yesterday by Brandon Carey Original post by Christi Osburn
BSA Model Validation	0	6 days ago by Anonymous Member
Exit Plans	5	11 days ago by Mac Chapman Original post by Anonymous Member
Reassessment cadence doesn't align to contract renewals	4	13 days ago by Christine Kitamura Original post by Anonymous Member
AI Vendors	1	25 days ago by Tracy Wilson Original post by Anonymous Member
TPRM Platforms	0	one month ago by Anonymous Member
Foreign Branch outsourced Head Office services ( risk management &audit ) how can we handle this relation ship	3	one month ago by Anonymous Member Original post by saeed Abdelmegeed
Attorneys for Loans	7	one month ago by Jennifer Wilkinson Original post by Anonymous Member
Restricted lists	1	one month ago by Hilary Jewhurst Original post by Palloma Mazzeo
Criticality & Risk Due Diligence Document Requirements	1	one month ago by Christine Kitamura Original post by Mac Chapman
OFAC-How do you run your OFAC searches of Business and Individual Name?	2	one month ago by Mac Chapman Original post by Anonymous Member
Consultant for Salesforce Implementation	1	one month ago by Anonymous Member
Fourth Party/Subservice Organization Monitoring	0	one month ago by Allyson Webster
Ongoing Monitoring Tasks (Documents and Due Dates)	1	one month ago by Christine Kitamura Original post by Anonymous Member
Asking Vendors about their DEI Efforts	1	one month ago by Hilary Jewhurst Original post by Garrett Hoffman
Financial Alternatives	4	one month ago by Anonymous Member
Initial Vetting for Potential Vendors	3	one month ago by Cheryl Turner
Ongoing Monitoring Tasks (Documents and Due Dates)	0	one month ago by Anonymous Member
Passwords	1	2 months ago by Aaron Kirkpatrick Original post by Kelsey Theroux
General Guidelines for Criticality	2	2 months ago by Jeremy Robinson Original post by Mac Chapman
BCP/DR Alternative Documentation	2	2 months ago by Premika Mishra Original post by Joy Simmons
Foreign Vendors	1	2 months ago by Christine Kitamura Original post by Kelsey Theroux
SOC Requirements	5	2 months ago by Kelsey Theroux
SIG Lite	4	2 months ago by Mac Chapman Original post by Anonymous Member
Offshore Vendors	1	2 months ago by Hilary Jewhurst Original post by Anonymous Member
Questions to Assess AI Usage	7	2 months ago by Larry Timmins Original post by Mark Ewert
Guest Speakers	2	2 months ago by Mark Ewert Original post by Amanda McBride
Realistic time line for onboarding	2	2 months ago by Anonymous Member Original post by AJ Galusha
Vendor onboarding - time to complete oversight	1	3 months ago by Hilary Jewhurst Original post by Anonymous Member
Industry Research Info Sharing	3	3 months ago by Greg Anderson Original post by Anonymous Member
Employee Crime Insurance	1	3 months ago by Hilary Jewhurst Original post by Anonymous Member
Intercompany/2nd Party/Affiliated Service Provider Monitoring Programs & Exit Planning	2	3 months ago by Brent Flint Original post by Darren Cartwright
Oversight Requirements	9	3 months ago by Dennis Lavin Original post by samantha mckenzie
Proof of Concept with new Vendor	3	3 months ago by Dimitar Bakardzhiev Original post by Mellisa Hutchins
Contract Workers	2	3 months ago by Anonymous Member
Selling Mortgage Loans	2	3 months ago by Anonymous Member
Apple and Google Play	1	3 months ago by Christine Kitamura Original post by Anonymous Member
Foreign Based Vendors with Headquarters Domestically.	1	3 months ago by Christine Kitamura Original post by Neil Melms
Tracking	1	3 months ago by Christine Kitamura Original post by Anonymous Member
Invoicing	1	4 months ago by Cheryl Turner Original post by Anonymous Member
AI Due Diligence	1	4 months ago by Hilary Jewhurst Original post by Michelle Chase
Brink's - Money Transport Companies	1	4 months ago by Christine Kitamura Original post by Anonymous Member
Business Continuity and Disaster Recovery Testing Results	4	4 months ago by Alana Domill-Maltese
ISO Certification NOT enough	2	4 months ago by Keith Kirk Original post by Anonymous Member
Dun and Bradstreet report. Do you use it?	8	4 months ago by Michelle Chase Original post by Brandon Carey
Does any have a questionnaire for their Vendor Owners for new products/processe/software?	3	4 months ago by Anonymous Member Original post by Kelli Shoup
Questionnaire for Ongoing monitoring	3	4 months ago by Frank Delker Original post by Anonymous Member
Fiserv (gasp) VDD	8	4 months ago by Cheryl Turner Original post by Anonymous Member

BC Plan

3

2 hours ago by Barbara Gaujenieks
Original post by Anonymous Member

Board of Directors Vendor

1

yesterday by Brandon Carey
Original post by Anonymous Member

Frequency of determining criticality

4

yesterday by Brandon Carey
Original post by Christi Osburn

BSA Model Validation

0

6 days ago by Anonymous Member

Exit Plans

5

11 days ago by Mac Chapman
Original post by Anonymous Member

Reassessment cadence doesn't align to contract renewals

4

13 days ago by Christine Kitamura
Original post by Anonymous Member

AI Vendors

1

25 days ago by Tracy Wilson
Original post by Anonymous Member

TPRM Platforms

0

one month ago by Anonymous Member

Foreign Branch outsourced Head Office services ( risk management &audit ) how can we handle this relation ship

3

one month ago by Anonymous Member
Original post by saeed Abdelmegeed

Attorneys for Loans

7

one month ago by Jennifer Wilkinson
Original post by Anonymous Member

Restricted lists

1

one month ago by Hilary Jewhurst
Original post by Palloma Mazzeo

Criticality & Risk Due Diligence Document Requirements

1

one month ago by Christine Kitamura
Original post by Mac Chapman

OFAC-How do you run your OFAC searches of Business and Individual Name?

2

one month ago by Mac Chapman
Original post by Anonymous Member

Consultant for Salesforce Implementation

1

one month ago by Anonymous Member

Fourth Party/Subservice Organization Monitoring

0

one month ago by Allyson Webster

Ongoing Monitoring Tasks (Documents and Due Dates)

1

one month ago by Christine Kitamura
Original post by Anonymous Member

Asking Vendors about their DEI Efforts

1

one month ago by Hilary Jewhurst
Original post by Garrett Hoffman

Financial Alternatives

4

one month ago by Anonymous Member

Initial Vetting for Potential Vendors

3

one month ago by Cheryl Turner

Ongoing Monitoring Tasks (Documents and Due Dates)

0

one month ago by Anonymous Member

Passwords

1

2 months ago by Aaron Kirkpatrick
Original post by Kelsey Theroux

General Guidelines for Criticality

2

2 months ago by Jeremy Robinson
Original post by Mac Chapman

BCP/DR Alternative Documentation

2

2 months ago by Premika Mishra
Original post by Joy Simmons

Foreign Vendors

1

2 months ago by Christine Kitamura
Original post by Kelsey Theroux

SOC Requirements

5

2 months ago by Kelsey Theroux

SIG Lite

4

2 months ago by Mac Chapman
Original post by Anonymous Member

Offshore Vendors

1

2 months ago by Hilary Jewhurst
Original post by Anonymous Member

Questions to Assess AI Usage

7

2 months ago by Larry Timmins
Original post by Mark Ewert

Guest Speakers

2

2 months ago by Mark Ewert
Original post by Amanda McBride

Realistic time line for onboarding

2

2 months ago by Anonymous Member
Original post by AJ Galusha

Vendor onboarding - time to complete oversight

1

3 months ago by Hilary Jewhurst
Original post by Anonymous Member

Industry Research Info Sharing

3

3 months ago by Greg Anderson
Original post by Anonymous Member

Employee Crime Insurance

1

3 months ago by Hilary Jewhurst
Original post by Anonymous Member

Intercompany/2nd Party/Affiliated Service Provider Monitoring Programs & Exit Planning

2

3 months ago by Brent Flint
Original post by Darren Cartwright

Oversight Requirements

9

3 months ago by Dennis Lavin
Original post by samantha mckenzie

Proof of Concept with new Vendor

3

3 months ago by Dimitar Bakardzhiev
Original post by Mellisa Hutchins

Contract Workers

2

3 months ago by Anonymous Member

Selling Mortgage Loans

2

3 months ago by Anonymous Member

Apple and Google Play

1

3 months ago by Christine Kitamura
Original post by Anonymous Member

Foreign Based Vendors with Headquarters Domestically.

1

3 months ago by Christine Kitamura
Original post by Neil Melms

Tracking

1

3 months ago by Christine Kitamura
Original post by Anonymous Member

Invoicing

1

4 months ago by Cheryl Turner
Original post by Anonymous Member

AI Due Diligence

1

4 months ago by Hilary Jewhurst
Original post by Michelle Chase

Brink's - Money Transport Companies

1

4 months ago by Christine Kitamura
Original post by Anonymous Member

Business Continuity and Disaster Recovery Testing Results

4

4 months ago by Alana Domill-Maltese

ISO Certification NOT enough

2

4 months ago by Keith Kirk
Original post by Anonymous Member

Dun and Bradstreet report. Do you use it?

8

4 months ago by Michelle Chase
Original post by Brandon Carey

Does any have a questionnaire for their Vendor Owners for new products/processe/software?

3

4 months ago by Anonymous Member
Original post by Kelli Shoup

Questionnaire for Ongoing monitoring

3

4 months ago by Frank Delker
Original post by Anonymous Member

Fiserv (gasp) VDD

8

4 months ago by Cheryl Turner
Original post by Anonymous Member