Due Diligence and Ongoing Monitoring

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1 to 50 of 253 threads (934 total posts)
  Thread Subject Replies Last Post Status
Vendor Control Environments
0 7 hours ago by Anonymous Member
LexisNexis Risk Assessment
0 7 hours ago by Anonymous Member
Specific Vendor Question
3 5 days ago by Ashley Stang
Original post by Anonymous Member
FTC - Service Providers and Contracting
2 6 days ago by Anonymous Member
Internet Provider Documents
1 7 days ago by Hilary Jewhurst
Original post by Anonymous Member
Bank is building a new location
1 7 days ago by Hilary Jewhurst
Original post by Anonymous Member
Open Source Software relationships
1 12 days ago by Greg Schmeisser
Original post by Miranda Thurmond
Third Third Party Risk Management for Non Financial Industry
0 12 days ago by Payal Bhojwani
Opting out of Due Diligence
2 13 days ago by KENT JOHNSON
Original post by Anonymous Member
Top 10 Vendors
5 13 days ago by Jennifer Wilkinson
Original post by VINOD GANGIPAMULA
Site Visits
5 20 days ago by Larry Timmins
Original post by Regina Erwin
Financial Review for Critical Vendors
1 20 days ago by Anonymous Member
Original post by Suzanne Biehn
Redundant Documents
10 28 days ago by Anonymous Member
Original post by Jackson Duvall
Technology Resellers
2 29 days ago by Wesley Carrington
Original post by Stephanie Bowersox
Request For Proposal Template
0 29 days ago by Anonymous Member
External Questionnaire for Vendor
8 one month ago by Sonali Patel
Original post by Anonymous Member
SOC Report Due Diligenge Request - Vendor Wants to Charge us $500
3 one month ago by Anonymous Member
Original post by Mary Garcia
Vendor Categories
3 one month ago by Douglas Frey
Original post by Anonymous Member
Due Diligence Response Process
1 one month ago by Anonymous Member
Lender service providers
2 2 months ago by Laure Slezak
3rd Party Due Diligence
2 2 months ago by Melissa Madigan
Original post by Jamie Sumter
Compliance Oversight/Monitoring
1 2 months ago by Hilary Jewhurst
Original post by Anonymous Member
Consumer Compliance Checklist
2 2 months ago by Anonymous Member
Consulting and audit firm due diligence
4 2 months ago by Anonymous Member
Interagency Exams of Service Providers
1 2 months ago by Kyle Garner
Original post by Anonymous Member
Off Boarding Vendors
7 3 months ago by Cheryl Turner
Original post by Charlotte Ford
Vendor Questionnaires - software vendors without NPI access
2 3 months ago by L Beachy
Original post by Anonymous Member
New Low Risk Vendor Sample Questionnaire
0 3 months ago by Anonymous Member
Completing 3rd party security risk assessments requested by customer
0 3 months ago by Anonymous Member
Offsite Storage/Retention
4 3 months ago by Anonymous Member
Poor Third Party Oversight Impact on Organizations
1 3 months ago by Hilary Jewhurst
Original post by Sandy Thomas
Due diligence on referred vendors
1 3 months ago by Hilary Jewhurst
Original post by Anonymous Member
Collecting documents from National Banks
4 3 months ago by Premika Mishra
Original post by Anonymous Member
DPA Program (Down Payment Assistant lenders/programs)
1 3 months ago by Hilary Jewhurst
Original post by Sonali Patel
Oversight Automation
1 3 months ago by Larry Timmins
Original post by Anonymous Member
Oversight Requirements
2 3 months ago by Cheryl Turner
Original post by samantha mckenzie
Anyone here working in an Industry other than Banking?
0 4 months ago by Pamela Rackley
DFS Guidance 2/25/22 on Ukraine escalation and impact to Financial Sector
1 4 months ago by Larry Timmins
Example of what is used to do a cost benefit analysis that details qualitative and quantitative factors
2 4 months ago by Larry Timmins
Original post by Anonymous Member
SEC proposes NY DFS risk-based CS requirements on investment firms, advisors and business development companies
0 4 months ago by Larry Timmins
Vendor Performance Reviews
1 4 months ago by Anonymous Member
Vendors Selling MRS
1 4 months ago by Hilary Jewhurst
Original post by Anonymous Member
Large Scale Vendors
2 4 months ago by Melissa Madigan
Original post by Anonymous Member
PCI Vendors
4 4 months ago by Jamie Sumter
Original post by Anonymous Member
Appraisers/Appraisal Companies - Why are they scoped out of monitoring?
7 4 months ago by John Swenson
Original post by Anonymous Member
Input on Reputation Risk Tools or Vendors
0 5 months ago by Pamela Rackley
Supply Chain Information Security Risk Assessment
1 5 months ago by Larry Timmins
Original post by Jamie Sumter
Indirect Lenders / Purchased Pools / Brokers
3 5 months ago by Michele Deo
When to pull Dun & Bradstreet Reports
5 5 months ago by Kevin Sasser
Original post by Anonymous Member
Reinsurers
2 5 months ago by Anonymous Member