Due Diligence and Ongoing Monitoring

Thread Subject	Replies	Last Post
Seeking Sample Vendor Performance Dashboard – Medicaid/Medicare Supplemental Services	0	13 hours ago by Anonymous Member
Plug-in application scoping for TPRM programs	0	5 days ago by Anonymous Member
Appraisal Management Companies (AMC's)	0	11 days ago by Anonymous Member
Request List	1	19 days ago by Jennifer Wilkinson Original post by Anonymous Member
Inherent risk vs. Residual risk based ongoing monitoring frequency	2	20 days ago by Katrina Chesney Original post by Anonymous Member
Not in Scope Vendors	1	26 days ago by Mary Garcia Original post by Anonymous Member
DEI Executive Order and Vendor Diversity Classification	0	19 days ago by Mary Garcia
Valuation Vendors	0	2 months ago by Anonymous Member
Due Diligence Document Delays	3	2 months ago by Linda Tuck Chapman Original post by Anonymous Member
AML Review in Onboarding	1	2 months ago by Linda Tuck Chapman Original post by Anonymous Member
Due Diligence Questionnaires for Third Parties Offering Multiple Services	4	2 months ago by Kelly Pickle Original post by Anonymous Member
Unique Third-Party: Enterprise Apps, Extensions, Professional Services	2	2 months ago by Tina Hagood Original post by Anonymous Member
Vendor Financials	0	2 months ago by Anonymous Member
Training for SOC, IT, BC Assessments	2	3 months ago by Lisa-Mae Hill Original post by Matthew Audette
New Vendor Risk Rubric	0	3 months ago by Anonymous Member
Timing of Annual Reviews	0	3 months ago by Anonymous Member
Risk Based Due Diligence	3	3 months ago by Misty Wilson Original post by Anonymous Member
"Your data was not affected" - How to verify service provider did proper investigation when they have issue?	0	3 months ago by Anonymous Member
Infrastructure Vendors	4	3 months ago by Tina Hagood Original post by Anonymous Member
Opensource/Community third parties and tools	0	3 months ago by Anonymous Member
Tiering	3	4 months ago by Premika Mishra Original post by Anonymous Member
Frequency of Vendor Risk & Due Diligence Questionnaires	1	4 months ago by Geert Behets Original post by Christi Osburn
TP Risk Intelligence Monitoring program	0	4 months ago by John Peck
Use of AI questions as part of an RFP or agreemnent	0	4 months ago by Anonymous Member
Procurement, RFP and vendor selection questionnaires	2	4 months ago by Judi Mortenson Original post by AJ Galusha
Insurance reviews by your Insurance Broker	1	4 months ago by Chinyere Watson Original post by Anonymous Member
Vendor Response to Questionnaires	4	4 months ago by Marlon Stone Original post by Debbie Maxwell
DO Low-risk vendors need a financial review?	4	5 months ago by Tara Murray Original post by Anonymous Member
When do you worry about the CUEC's?	4	6 months ago by Megan Feeney Original post by Anonymous Member
Incomplete SIG Questionnaires Due to Macro Blocking	1	6 months ago by Rafael DeLeon Original post by Anonymous Member
SOC 2 for 3rd Party Provider	1	6 months ago by Denise Guira Original post by William Compton
Janitorial Vendors	3	6 months ago by Anonymous Member
Non-Compliant to Audit Request - Report to Investors?	6	6 months ago by Anonymous Member
Exit Strategy	1	6 months ago by Joe Ciccone Original post by Anonymous Member
Inspectors and Appraisers	3	6 months ago by Anonymous Member
Software purchased but no contract with the third party	2	6 months ago by Anonymous Member Original post by Michael Papcunik
Remote Services	1	6 months ago by Anonymous Member
Annual Vendor Reviews - Equifax	1	7 months ago by Brittany Padgett Original post by Anonymous Member
Due Diligence on Indian Banks or Regulated Banks	1	7 months ago by Lisa-Mae Hill Original post by Jitin Surender T
BCPs for Large Vendors (Google, AWS)	5	7 months ago by Monique Lazzara Original post by Anonymous Member
Due Diligence Documents	1	7 months ago by Anonymous Member
Due Diligence Documentation Schedule	7	7 months ago by Anonymous Member
Credit Bureaus	4	7 months ago by Cheryl Turner Original post by Anonymous Member
Exempt Third Parties	2	8 months ago by Jennifer Wilkinson Original post by William Compton
Beneficial Ownership	2	8 months ago by Cherry Jacobs Original post by William Compton
Product Reputation vs Vendor Reputation	1	8 months ago by Christine Kitamura Original post by Glory Polonia
Subservice Providers	3	8 months ago by Premika Mishra Original post by Alina Conway
ERISA Requirements	1	9 months ago by Christine Kitamura Original post by Cameron Clark
Categories of Vendors	1	9 months ago by Christine Kitamura Original post by David Medina
Qualified SOC 2 Report	2	9 months ago by Jody Gentemann Original post by Anonymous Member

Seeking Sample Vendor Performance Dashboard – Medicaid/Medicare Supplemental Services

0

13 hours ago by Anonymous Member

Plug-in application scoping for TPRM programs

0

5 days ago by Anonymous Member

Appraisal Management Companies (AMC's)

0

11 days ago by Anonymous Member

Request List

1

19 days ago by Jennifer Wilkinson
Original post by Anonymous Member

Inherent risk vs. Residual risk based ongoing monitoring frequency

2

20 days ago by Katrina Chesney
Original post by Anonymous Member

Not in Scope Vendors

1

26 days ago by Mary Garcia
Original post by Anonymous Member

DEI Executive Order and Vendor Diversity Classification

0

19 days ago by Mary Garcia

Valuation Vendors

0

2 months ago by Anonymous Member

Due Diligence Document Delays

3

2 months ago by Linda Tuck Chapman
Original post by Anonymous Member

AML Review in Onboarding

1

2 months ago by Linda Tuck Chapman
Original post by Anonymous Member

Due Diligence Questionnaires for Third Parties Offering Multiple Services

4

2 months ago by Kelly Pickle
Original post by Anonymous Member

Unique Third-Party: Enterprise Apps, Extensions, Professional Services

2

2 months ago by Tina Hagood
Original post by Anonymous Member

Vendor Financials

0

2 months ago by Anonymous Member

Training for SOC, IT, BC Assessments

2

3 months ago by Lisa-Mae Hill
Original post by Matthew Audette

New Vendor Risk Rubric

0

3 months ago by Anonymous Member

Timing of Annual Reviews

0

3 months ago by Anonymous Member

Risk Based Due Diligence

3

3 months ago by Misty Wilson
Original post by Anonymous Member

"Your data was not affected" - How to verify service provider did proper investigation when they have issue?

0

3 months ago by Anonymous Member

Infrastructure Vendors

4

3 months ago by Tina Hagood
Original post by Anonymous Member

Opensource/Community third parties and tools

0

3 months ago by Anonymous Member

Tiering

3

4 months ago by Premika Mishra
Original post by Anonymous Member

Frequency of Vendor Risk & Due Diligence Questionnaires

1

4 months ago by Geert Behets
Original post by Christi Osburn

TP Risk Intelligence Monitoring program

0

4 months ago by John Peck

Use of AI questions as part of an RFP or agreemnent

0

4 months ago by Anonymous Member

Procurement, RFP and vendor selection questionnaires

2

4 months ago by Judi Mortenson
Original post by AJ Galusha

Insurance reviews by your Insurance Broker

1

4 months ago by Chinyere Watson
Original post by Anonymous Member

Vendor Response to Questionnaires

4

4 months ago by Marlon Stone
Original post by Debbie Maxwell

DO Low-risk vendors need a financial review?

4

5 months ago by Tara Murray
Original post by Anonymous Member

When do you worry about the CUEC's?

4

6 months ago by Megan Feeney
Original post by Anonymous Member

Incomplete SIG Questionnaires Due to Macro Blocking

1

6 months ago by Rafael DeLeon
Original post by Anonymous Member

SOC 2 for 3rd Party Provider

1

6 months ago by Denise Guira
Original post by William Compton

Janitorial Vendors

3

6 months ago by Anonymous Member

Non-Compliant to Audit Request - Report to Investors?

6

6 months ago by Anonymous Member

Exit Strategy

1

6 months ago by Joe Ciccone
Original post by Anonymous Member

Inspectors and Appraisers

3

6 months ago by Anonymous Member

Software purchased but no contract with the third party

2

6 months ago by Anonymous Member
Original post by Michael Papcunik

Remote Services

1

6 months ago by Anonymous Member

Annual Vendor Reviews - Equifax

1

7 months ago by Brittany Padgett
Original post by Anonymous Member

Due Diligence on Indian Banks or Regulated Banks

1

7 months ago by Lisa-Mae Hill
Original post by Jitin Surender T

BCPs for Large Vendors (Google, AWS)

5

7 months ago by Monique Lazzara
Original post by Anonymous Member

Due Diligence Documents

1

7 months ago by Anonymous Member

Due Diligence Documentation Schedule

7

7 months ago by Anonymous Member

Credit Bureaus

4

7 months ago by Cheryl Turner
Original post by Anonymous Member

Exempt Third Parties

2

8 months ago by Jennifer Wilkinson
Original post by William Compton

Beneficial Ownership

2

8 months ago by Cherry Jacobs
Original post by William Compton

Product Reputation vs Vendor Reputation

1

8 months ago by Christine Kitamura
Original post by Glory Polonia

Subservice Providers

3

8 months ago by Premika Mishra
Original post by Alina Conway

ERISA Requirements

1

9 months ago by Christine Kitamura
Original post by Cameron Clark

Categories of Vendors

1

9 months ago by Christine Kitamura
Original post by David Medina

Qualified SOC 2 Report

2

9 months ago by Jody Gentemann
Original post by Anonymous Member