Due Diligence and Ongoing Monitoring

Thread Subject	Replies	Last Post
Incomplete SIG Questionnaires Due to Macro Blocking	0	9 hours ago by Anonymous Member
Janitorial Vendors	3	16 hours ago by Anonymous Member
SOC 2 for 3rd Party Provider	0	8 days ago by William Compton
Non-Compliant to Audit Request - Report to Investors?	6	12 days ago by Anonymous Member
Exit Strategy	1	12 days ago by Joe Ciccone Original post by Anonymous Member
Inspectors and Appraisers	3	12 days ago by Anonymous Member
Software purchased but no contract with the third party	2	13 days ago by Anonymous Member Original post by Michael Papcunik
Remote Services	1	15 days ago by Anonymous Member
Annual Vendor Reviews - Equifax	1	21 days ago by Brittany Padgett Original post by Anonymous Member
Due Diligence on Indian Banks or Regulated Banks	1	22 days ago by Lisa-Mae Hill Original post by Jitin Surender T
BCPs for Large Vendors (Google, AWS)	5	one month ago by Monique Lazzara Original post by Anonymous Member
Due Diligence Documents	1	one month ago by Anonymous Member
Due Diligence Documentation Schedule	7	one month ago by Anonymous Member
Credit Bureaus	4	one month ago by Cheryl Turner Original post by Anonymous Member
Exempt Third Parties	2	one month ago by Jennifer Wilkinson Original post by William Compton
Beneficial Ownership	2	2 months ago by Cherry Jacobs Original post by William Compton
Product Reputation vs Vendor Reputation	1	2 months ago by Christine Kitamura Original post by Glory Polonia
Subservice Providers	3	2 months ago by Premika Mishra Original post by Alina Conway
Training for SOC, IT, BC Assessments	1	2 months ago by Lisa-Mae Hill Original post by Matthew Audette
ERISA Requirements	1	2 months ago by Christine Kitamura Original post by Cameron Clark
Categories of Vendors	1	2 months ago by Christine Kitamura Original post by David Medina
Qualified SOC 2 Report	2	2 months ago by Jody Gentemann Original post by Anonymous Member
BSA Model Validation	1	2 months ago by Christine Kitamura Original post by Anonymous Member
Vendor Beneficial Ownership - Due Diligence	1	2 months ago by Shari Winterfeld Original post by Anonymous Member
BC Plan	3	2 months ago by Barbara Gaujenieks Original post by Anonymous Member
Board of Directors Vendor	1	2 months ago by Brandon Carey Original post by Anonymous Member
Frequency of determining criticality	4	2 months ago by Brandon Carey Original post by Christi Osburn
Exit Plans	5	3 months ago by Mac Chapman Original post by Anonymous Member
Reassessment cadence doesn't align to contract renewals	4	3 months ago by Christine Kitamura Original post by Anonymous Member
AI Vendors	1	3 months ago by Tracy Wilson Original post by Anonymous Member
TPRM Platforms	0	3 months ago by Anonymous Member
Foreign Branch outsourced Head Office services ( risk management &audit ) how can we handle this relation ship	3	3 months ago by Anonymous Member Original post by saeed Abdelmegeed
Attorneys for Loans	7	3 months ago by Jennifer Wilkinson Original post by Anonymous Member
Restricted lists	1	4 months ago by Hilary Jewhurst Original post by Palloma Mazzeo
Criticality & Risk Due Diligence Document Requirements	1	4 months ago by Christine Kitamura Original post by Mac Chapman
OFAC-How do you run your OFAC searches of Business and Individual Name?	2	4 months ago by Mac Chapman Original post by Anonymous Member
Consultant for Salesforce Implementation	1	4 months ago by Anonymous Member
Fourth Party/Subservice Organization Monitoring	0	4 months ago by Allyson Webster
Ongoing Monitoring Tasks (Documents and Due Dates)	1	4 months ago by Christine Kitamura Original post by Anonymous Member
Asking Vendors about their DEI Efforts	1	4 months ago by Hilary Jewhurst Original post by Garrett Hoffman
Financial Alternatives	4	4 months ago by Anonymous Member
Initial Vetting for Potential Vendors	3	4 months ago by Cheryl Turner
Ongoing Monitoring Tasks (Documents and Due Dates)	0	4 months ago by Anonymous Member
Passwords	1	4 months ago by Aaron Kirkpatrick Original post by Kelsey Theroux
General Guidelines for Criticality	2	4 months ago by Jeremy Robinson Original post by Mac Chapman
BCP/DR Alternative Documentation	2	4 months ago by Premika Mishra Original post by Joy Simmons
Foreign Vendors	1	4 months ago by Christine Kitamura Original post by Kelsey Theroux
SOC Requirements	5	5 months ago by Kelsey Theroux
SIG Lite	4	5 months ago by Mac Chapman Original post by Anonymous Member
Offshore Vendors	1	5 months ago by Hilary Jewhurst Original post by Anonymous Member

Incomplete SIG Questionnaires Due to Macro Blocking

0

9 hours ago by Anonymous Member

Janitorial Vendors

3

16 hours ago by Anonymous Member

SOC 2 for 3rd Party Provider

0

8 days ago by William Compton

Non-Compliant to Audit Request - Report to Investors?

6

12 days ago by Anonymous Member

Exit Strategy

1

12 days ago by Joe Ciccone
Original post by Anonymous Member

Inspectors and Appraisers

3

12 days ago by Anonymous Member

Software purchased but no contract with the third party

2

13 days ago by Anonymous Member
Original post by Michael Papcunik

Remote Services

1

15 days ago by Anonymous Member

Annual Vendor Reviews - Equifax

1

21 days ago by Brittany Padgett
Original post by Anonymous Member

Due Diligence on Indian Banks or Regulated Banks

1

22 days ago by Lisa-Mae Hill
Original post by Jitin Surender T

BCPs for Large Vendors (Google, AWS)

5

one month ago by Monique Lazzara
Original post by Anonymous Member

Due Diligence Documents

1

one month ago by Anonymous Member

Due Diligence Documentation Schedule

7

one month ago by Anonymous Member

Credit Bureaus

4

one month ago by Cheryl Turner
Original post by Anonymous Member

Exempt Third Parties

2

one month ago by Jennifer Wilkinson
Original post by William Compton

Beneficial Ownership

2

2 months ago by Cherry Jacobs
Original post by William Compton

Product Reputation vs Vendor Reputation

1

2 months ago by Christine Kitamura
Original post by Glory Polonia

Subservice Providers

3

2 months ago by Premika Mishra
Original post by Alina Conway

Training for SOC, IT, BC Assessments

1

2 months ago by Lisa-Mae Hill
Original post by Matthew Audette

ERISA Requirements

1

2 months ago by Christine Kitamura
Original post by Cameron Clark

Categories of Vendors

1

2 months ago by Christine Kitamura
Original post by David Medina

Qualified SOC 2 Report

2

2 months ago by Jody Gentemann
Original post by Anonymous Member

BSA Model Validation

1

2 months ago by Christine Kitamura
Original post by Anonymous Member

Vendor Beneficial Ownership - Due Diligence

1

2 months ago by Shari Winterfeld
Original post by Anonymous Member

BC Plan

3

2 months ago by Barbara Gaujenieks
Original post by Anonymous Member

Board of Directors Vendor

1

2 months ago by Brandon Carey
Original post by Anonymous Member

Frequency of determining criticality

4

2 months ago by Brandon Carey
Original post by Christi Osburn

Exit Plans

5

3 months ago by Mac Chapman
Original post by Anonymous Member

Reassessment cadence doesn't align to contract renewals

4

3 months ago by Christine Kitamura
Original post by Anonymous Member

AI Vendors

1

3 months ago by Tracy Wilson
Original post by Anonymous Member

TPRM Platforms

0

3 months ago by Anonymous Member

Foreign Branch outsourced Head Office services ( risk management &audit ) how can we handle this relation ship

3

3 months ago by Anonymous Member
Original post by saeed Abdelmegeed

Attorneys for Loans

7

3 months ago by Jennifer Wilkinson
Original post by Anonymous Member

Restricted lists

1

4 months ago by Hilary Jewhurst
Original post by Palloma Mazzeo

Criticality & Risk Due Diligence Document Requirements

1

4 months ago by Christine Kitamura
Original post by Mac Chapman

OFAC-How do you run your OFAC searches of Business and Individual Name?

2

4 months ago by Mac Chapman
Original post by Anonymous Member

Consultant for Salesforce Implementation

1

4 months ago by Anonymous Member

Fourth Party/Subservice Organization Monitoring

0

4 months ago by Allyson Webster

Ongoing Monitoring Tasks (Documents and Due Dates)

1

4 months ago by Christine Kitamura
Original post by Anonymous Member

Asking Vendors about their DEI Efforts

1

4 months ago by Hilary Jewhurst
Original post by Garrett Hoffman

Financial Alternatives

4

4 months ago by Anonymous Member

Initial Vetting for Potential Vendors

3

4 months ago by Cheryl Turner

Ongoing Monitoring Tasks (Documents and Due Dates)

0

4 months ago by Anonymous Member

Passwords

1

4 months ago by Aaron Kirkpatrick
Original post by Kelsey Theroux

General Guidelines for Criticality

2

4 months ago by Jeremy Robinson
Original post by Mac Chapman

BCP/DR Alternative Documentation

2

4 months ago by Premika Mishra
Original post by Joy Simmons

Foreign Vendors

1

4 months ago by Christine Kitamura
Original post by Kelsey Theroux

SOC Requirements

5

5 months ago by Kelsey Theroux

SIG Lite

4

5 months ago by Mac Chapman
Original post by Anonymous Member

Offshore Vendors

1

5 months ago by Hilary Jewhurst
Original post by Anonymous Member