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Stay up-to-date by reading useful articles from industry thought leaders who tackle common challenges and discuss current or proposed industry regulations.

  • Compliance management is expensive to oversee, but it’s even more expensive to get wrong. An enforcement action can carry penalties in the hundreds of thousands — and that's before outside counsel, remediation costs, and the supervisory and reputational scrutiny that follows.
  • Financial organizations are adopting AI faster than most governance frameworks can keep up. Some of that adoption is intentional, but a lot of it isn't. According to the Ncontracts 2026 State of TPRM Survey , only 9% of financial organizations have fully identified and documented which of their vendors use AI — and that's before accounting for the tools their employees are using. The challenge isn't just keeping pace with what's new. It's getting a handle on what's already there. Whether you're evaluating a new tool or revisiting your AI governance strategy, this post covers how to identify AI use across your organization, what to look for when evaluating tools, and the red flags worth knowing before you commit. Related: Ncontracts Introduces Nquiry: AI-Powered Regulatory Intelligence
  • Risk management and compliance never stand still — neither do we. With Ncontracts’ Knowledge as a Service (KaaS) approach, you always have the latest content and regulatory insights at your fingertips.
  • Welcome to the latest Enforcement Actions Roundup covering April’s enforcement actions. Every month, our team of regulatory compliance experts breaks down what went wrong, why it matters, and what your financial organization can do to stay ahead.
  • Federal regulators spent April 2026 pulling back on prescriptive requirements, from rewriting AML/CFT programs and officially eliminating reputation risk from supervision to rescinding NSF fee guidance and continuing a steady drumbeat of deregulatory proposals.
  • Stay up to date on the latest vendor risk management news happening this month. Check out the articles below.
  • NASHVILLE, Tenn., May 4, 2026 — Ncontracts, the leading provider of integrated compliance, risk, and vendor management solutions to the financial industry, today launched Nquiry Ntelligence — an AI-powered compliance intelligence platform purpose built to help financial organizations get fast, accurate, cited, auditable answers to complex regulatory questions in minutes. Compliance teams at banks, credit unions, mortgage companies, and wealth management firms face a growing and often unmanageable volume of federal regulations, federal guidance, state laws, SEC rules, and rules from related organizations like Fannie Mae, Freddie Mac, NACHA, and more. Getting a reliable, defensible answer to a compliance question can take hours or days of research, and a wrong answer carries real consequences. Existing tools consistently fall short: general AI tools lack regulatory depth and auditability, static compliance libraries return documents rather than answers, and internal teams are stretched thin. Nquiry was built to solve this problem. Nquiry is trained on 17 years of proprietary Ncontracts compliance data, verified by former regulators, attorneys, and practitioners. This institutional knowledge is baked into every answer Nquiry returns, giving compliance teams the documented evidence trail they need to stand behind their decisions in front of auditors, examiners, and management. For situations that require additional assurance, Nquiry includes Compliance Concierge, a built-in escalation path to Ncontracts credentialed compliance experts who can review and validate AI-generated responses providing a certified Ncontracts expert human in the loop. Nquiry – Auditable. Accurate. Answers. Now. "Compliance teams should not have to choose between speed and accuracy," said Michael Berman, CEO at Ncontracts. "Nquiry gives financial organizations the answer they need right now, with the citations and audit trail to defend it, and the expert support to act on it with confidence." Nquiry is available now. For more information or to schedule a demonstration, visit www.ncontracts.com.
  • In a dynamic risk and regulatory landscape, internal audit is more critical—and more complex—than ever. Financial institutions must rely on both audits and compliance reviews to identify risk, reveal process gaps, and ensure adherence to compliance standards . While these two functions share common goals, there are key differences in their approach, scope, and purpose.
  • Stay up to date on the latest vendor risk management news happening this month. Check out the articles below.