Due Diligence and Ongoing Monitoring

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Title Companies & Appraisers in TPRM Programs

  • 1.  Title Companies & Appraisers in TPRM Programs

    This message was posted by a user wishing to remain anonymous
    Posted an hour ago
    This message was posted by a user wishing to remain anonymous

    Hi everyone 😊

    We're evaluating whether Title Companies and Appraisers should be included in our vendor management program, and I'd appreciate hearing how other banks are handling this.

    A few questions for the group:

    1. Are you adding Title Companies and Appraisers to your vendor list and performing full initial and ongoing due diligence?
    2. If so, have you encountered any roadblocks or resistance from the title companies or appraisers when requesting due diligence documentation?
    3. If you are not including these entities in your TPRM program, how are you documenting this decision for audit or examination purposes?
    4. What is your reasoning for classifying them as outside the scope of vendor oversight?


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