Due Diligence and Ongoing Monitoring

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  • 1.  Brokered Deposits Vendors

    Posted 2 hours ago

    We are onboarding our first Brokered Deposits vendor since before the 2024 SVB, et al collapse. What due diligence do you gather from these types of vendors? Our last onboarding was very long time ago and the previous vendor program manager treated them as financial institutions.



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    Nicole Keefe
    SVP, Enterprise Risk Manager
    Risk Management Department

    445 Pine Avenue, Goleta, CA 93117
    Office Phone: 805-690-3255 | Cell Phone: 805-452-0379
    Email:nicole.keefe@communitywestbank.com
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