Exams or Audits

Thread Subject	Replies	Last Post
Auditing Expired contracts	1	20 days ago by Linda Tuck Chapman Original post by Kothai Manoharan
Auditing Regularity	0	29 days ago by Kothai Manoharan
Audit recommendation - Vendor Training	6	one month ago by Kay Fonguh Original post by Tara Murray
Report of Examination	5	one month ago by Premika Mishra Original post by Anonymous Member
Documenting Complementary User Entity Controls Internal from SOC Reports	12	one month ago by Dennis Lavin Original post by Anonymous Member
Regulators requesting access to your systems	7	2 months ago by Kathryn Gonzales Original post by Anonymous Member
SOC Report	12	one year ago by Frank Delker Original post by Anonymous Member
SOC 1	4	one year ago by Gene Fox Original post by Anonymous Member
Examination reports	10	one year ago by Anonymous Member
Organizing/Cleaning up documents	1	one year ago by Greg Schilder Original post by Anonymous Member
4th Party SOC Report	4	2 years ago by John Peck Original post by Michael Papcunik
Audit firm due diligence	2	2 years ago by Brian Bowen Original post by Anonymous Member
OCC Bulletin 2021-55: Computer-Security Incident Notification: Final Rule	4	2 years ago by Anonymous Member Original post by Premika Mishra
Third Party Audits - Who should complete them?	1	2 years ago by Hilary Jewhurst Original post by Anonymous Member
Notification to regulators on critical third parties	6	2 years ago by Premika Mishra
Risk Assessments or Audits	2	3 years ago by Rameil Betnisan Original post by Anonymous Member
Vendor Security Questionnaires	1	3 years ago by Larry Timmins Original post by Anonymous Member
Review process	2	3 years ago by Kelly Pickle Original post by Anonymous Member
SOC 1 audit	46	3 years ago by Donato Ricci Original post by Anonymous Member
BCP Testing Results- Are you referencing the Pandemic or testing as usual for your credit union?	3	3 years ago by Melissa Mayer Original post by Mark Klemann
Vendor Site Visits	13	5 years ago by Tonya Harper Original post by Michael Weaver
Annual Report - overall condition and performance of mission critical service provider arrangements	3	5 years ago by Tracy Wilson Original post by Anonymous Member
FinTech	2	5 years ago by Megan McNulty Original post by Anonymous Member

Auditing Expired contracts

1

20 days ago by Linda Tuck Chapman
Original post by Kothai Manoharan

Auditing Regularity

0

29 days ago by Kothai Manoharan

Audit recommendation - Vendor Training

6

one month ago by Kay Fonguh
Original post by Tara Murray

Report of Examination

5

one month ago by Premika Mishra
Original post by Anonymous Member

Documenting Complementary User Entity Controls Internal from SOC Reports

12

one month ago by Dennis Lavin
Original post by Anonymous Member

Regulators requesting access to your systems

7

2 months ago by Kathryn Gonzales
Original post by Anonymous Member

SOC Report

12

one year ago by Frank Delker
Original post by Anonymous Member

SOC 1

4

one year ago by Gene Fox
Original post by Anonymous Member

Examination reports

10

one year ago by Anonymous Member

Organizing/Cleaning up documents

1

one year ago by Greg Schilder
Original post by Anonymous Member

4th Party SOC Report

4

2 years ago by John Peck
Original post by Michael Papcunik

Audit firm due diligence

2

2 years ago by Brian Bowen
Original post by Anonymous Member

OCC Bulletin 2021-55: Computer-Security Incident Notification: Final Rule

4

2 years ago by Anonymous Member
Original post by Premika Mishra

Third Party Audits - Who should complete them?

1

2 years ago by Hilary Jewhurst
Original post by Anonymous Member

Notification to regulators on critical third parties

6

2 years ago by Premika Mishra

Risk Assessments or Audits

2

3 years ago by Rameil Betnisan
Original post by Anonymous Member

Vendor Security Questionnaires

1

3 years ago by Larry Timmins
Original post by Anonymous Member

Review process

2

3 years ago by Kelly Pickle
Original post by Anonymous Member

SOC 1 audit

46

3 years ago by Donato Ricci
Original post by Anonymous Member

BCP Testing Results- Are you referencing the Pandemic or testing as usual for your credit union?

3

3 years ago by Melissa Mayer
Original post by Mark Klemann

Vendor Site Visits

13

5 years ago by Tonya Harper
Original post by Michael Weaver

Annual Report - overall condition and performance of mission critical service provider arrangements

3

5 years ago by Tracy Wilson
Original post by Anonymous Member

FinTech

2

5 years ago by Megan McNulty
Original post by Anonymous Member