Exams or Audits

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  • 1.  Auditing Expired contracts

    Posted 28 days ago

    Relationships and governance of the third party relationships are audited for the existing and live contracts. Is there value in assessing the ongoing monitoring of relationships by a Relationship Manager for an expired contract (expired during the audit, but active during the period being audited)?



  • 2.  RE: Auditing Expired contracts

    Posted 20 days ago

    In my opinion, no. The only caveat is a recommendation to audit the exit plan and documentary evidence that supports a safe and secure exit (data, continuity, etc).