Exams or Audits

Thread Subject	Replies	Last Post
Auditing Regularity	4	25 days ago by Kothai Manoharan
Auditing Expired contracts	1	2 months ago by Linda Tuck Chapman Original post by Kothai Manoharan
Audit recommendation - Vendor Training	6	2 months ago by Kay Fonguh Original post by Tara Murray
Report of Examination	5	3 months ago by Premika Mishra Original post by Anonymous Member
Documenting Complementary User Entity Controls Internal from SOC Reports	12	3 months ago by Dennis Lavin Original post by Anonymous Member
Regulators requesting access to your systems	7	3 months ago by Kathryn Gonzales Original post by Anonymous Member
SOC Report	12	one year ago by Frank Delker Original post by Anonymous Member
SOC 1	4	one year ago by Gene Fox Original post by Anonymous Member
Examination reports	10	one year ago by Anonymous Member
Organizing/Cleaning up documents	1	one year ago by Greg Schilder Original post by Anonymous Member
4th Party SOC Report	4	2 years ago by John Peck Original post by Michael Papcunik
Audit firm due diligence	2	2 years ago by Brian Bowen Original post by Anonymous Member
OCC Bulletin 2021-55: Computer-Security Incident Notification: Final Rule	4	2 years ago by Anonymous Member Original post by Premika Mishra
Third Party Audits - Who should complete them?	1	2 years ago by Hilary Jewhurst Original post by Anonymous Member
Notification to regulators on critical third parties	6	2 years ago by Premika Mishra
Risk Assessments or Audits	2	3 years ago by Rameil Betnisan Original post by Anonymous Member
Vendor Security Questionnaires	1	3 years ago by Larry Timmins Original post by Anonymous Member
Review process	2	3 years ago by Kelly Pickle Original post by Anonymous Member
SOC 1 audit	46	3 years ago by Donato Ricci Original post by Anonymous Member
BCP Testing Results- Are you referencing the Pandemic or testing as usual for your credit union?	3	4 years ago by Melissa Mayer Original post by Mark Klemann
Vendor Site Visits	13	5 years ago by Tonya Harper Original post by Michael Weaver
Annual Report - overall condition and performance of mission critical service provider arrangements	3	5 years ago by Tracy Wilson Original post by Anonymous Member
FinTech	2	5 years ago by Megan McNulty Original post by Anonymous Member

Auditing Regularity

4

25 days ago by Kothai Manoharan

Auditing Expired contracts

1

2 months ago by Linda Tuck Chapman
Original post by Kothai Manoharan

Audit recommendation - Vendor Training

6

2 months ago by Kay Fonguh
Original post by Tara Murray

Report of Examination

5

3 months ago by Premika Mishra
Original post by Anonymous Member

Documenting Complementary User Entity Controls Internal from SOC Reports

12

3 months ago by Dennis Lavin
Original post by Anonymous Member

Regulators requesting access to your systems

7

3 months ago by Kathryn Gonzales
Original post by Anonymous Member

SOC Report

12

one year ago by Frank Delker
Original post by Anonymous Member

SOC 1

4

one year ago by Gene Fox
Original post by Anonymous Member

Examination reports

10

one year ago by Anonymous Member

Organizing/Cleaning up documents

1

one year ago by Greg Schilder
Original post by Anonymous Member

4th Party SOC Report

4

2 years ago by John Peck
Original post by Michael Papcunik

Audit firm due diligence

2

2 years ago by Brian Bowen
Original post by Anonymous Member

OCC Bulletin 2021-55: Computer-Security Incident Notification: Final Rule

4

2 years ago by Anonymous Member
Original post by Premika Mishra

Third Party Audits - Who should complete them?

1

2 years ago by Hilary Jewhurst
Original post by Anonymous Member

Notification to regulators on critical third parties

6

2 years ago by Premika Mishra

Risk Assessments or Audits

2

3 years ago by Rameil Betnisan
Original post by Anonymous Member

Vendor Security Questionnaires

1

3 years ago by Larry Timmins
Original post by Anonymous Member

Review process

2

3 years ago by Kelly Pickle
Original post by Anonymous Member

SOC 1 audit

46

3 years ago by Donato Ricci
Original post by Anonymous Member

BCP Testing Results- Are you referencing the Pandemic or testing as usual for your credit union?

3

4 years ago by Melissa Mayer
Original post by Mark Klemann

Vendor Site Visits

13

5 years ago by Tonya Harper
Original post by Michael Weaver

Annual Report - overall condition and performance of mission critical service provider arrangements

3

5 years ago by Tracy Wilson
Original post by Anonymous Member

FinTech

2

5 years ago by Megan McNulty
Original post by Anonymous Member