Exams or Audits

Welcome to the Exams and Audits Community. Here you will find the latest discussions and resources that can help you in this area. Use this community to discuss best practices, trends, how to prepare and more. Note: You will need to Sign In to join in the discussions and access resources. 

About Third Party Risk Exams and Audits: Exams and audits have vendor management components. Understanding ways to adequately prepare for an upcoming exam or audit is critical. You must understand what the examiners and auditors expect, how to prepare documentation you’ll share with them, who should be involved and how best to follow up on their exam findings so that the same mistake doesn’t happen again.

Latest Discussion Posts

  • I would be interested in a copy of the checklist if you would share it. Thanks. You can email to Tonya.Harper@syb.comMore

  • I would also be interested in viewing your checklist, if you wouldn't mind sharing.it. Thanks, John. ------------------------------ Susan Ingham ------------------------------ More

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    Vendor Security Questionnaires

    This message was posted by a user wishing to remain anonymous ​At my present company we have had issues with new vendor applications/software coming into our environment and not vetted properly which caused a audit finding to be issued by Internal audit. ... More

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    RE: Vendor Site Visits

    This message was posted by a user wishing to remain anonymous Recommend that you add to the list: - if cell phones are allowed on the production floor; if not, how do they ensure cell phones are not on the floor? - also, ask if they maintain a list of ... More

  • Hi John, I would appreciate a copy also. mtully@enterprisebank.com . Thanks More

ThinkTank Announcements

  • COVID-19 Resources Page

    Hi Everyone,   With the COVID-19 pandemic upon us, organizations are implementing their pandemic plans, many employees are working remotely and changes in vendor management are rapidly occurring. In the industry, it has raised lot of questions about pandemic planning and best practices and reminds ... More
  • Happy New Year - We Want Your Feedback!

    Happy New Year ThinkTank members! We hope you've found the community discussions this past year to be enlightening and engaging. As we head into 2020, we want to hear your thoughts and feedback as it'll help us continue to understand what you'd like to see more of in the Third Party ThinkTank Community. ... More
  • Community Update - 600+ Members

    Hi Everyone, I wanted to provide an exciting update! The community has now surpassed 600 members and we see wonderful discussions going. We hope you’re finding them valuable. It’s our goal to always provide you a dedicated space to network, collaborate and stay educated. As we continue to grow ... More
  • New Resources Available

    Hi Everyone, Happy Friday! I wanted to share some new resources available to the community… Contract Negotiation: Venminder has released a new infographic, Contract Negotiation Best Practices, you’ll find it for download on the Contract Management resources page. Click here. Bootcamp: We had ... More
  • Welcome to the Community!

    Hi Everyone!   Thanks for joining the Third Party ThinkTank Community! It’s really great to have you on board.   I’m Brittany Padgett, the Community Manager, and it’s my job to help assist you as we all work together to build this community. The main way we can do that is by encouraging ... More

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