This message was posted by a user wishing to remain anonymous What you seek for documentation for your due diligence process is a great consideration approaching due diligence. Here is a link to a good infographic produced by Venminder that breaks ... More
Looking for recommendations for a fourth party/subservice organization monitoring provider as part of Vendor Management. In addition, if anyone has a checklist they would be willing to share for this as well. Thank you! More
One strategy I've seen organizations do with OFAC/PEP checks is to simply perform these searches more frequently or use some type of real-time screening tool. There are risk intelligence tools on the market that can help screen for both compliance and ... More
This message was posted by a user wishing to remain anonymous We have recently engaged with a consulting firm to help implement Salesforce. What type of due diligence documents should we request for? They have access to NPPI More
This is a great question and highlights a really important issue about document expiration. I would say the best approach is to have a system in place to make sure you're tracking any documents like insurance certificates or SOC reports that have expiration ... More