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Vendor Risk Management: 2025 SEC Examination Priorities and Cybersecurity and Resiliency Observations Reports 

11-19-2024 07:25 AM

The U.S SEC released their 2025 Examination Priorities and the report identified key topics and risk areas that the SEC will focus on in the coming year and emphasized the importance of managing vendor risks for regulated institutions. This year, the SEC reminded broker-dealers, clearing agencies, and investment companies of their responsibilities to identify, assess, manage, and mitigate vendor risks. Learn more.

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Venminder - Vendor Risk Management 2025 SEC Examination P...   1.17 MB   1 version
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