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Third-Party Risk Management: 2020 SEC OCIE Priorities 

07-26-2019 09:23 AM

The U.S. Securities and Exchange Commission (SEC) released their 2020 Examination Priorities. The report is your playbook for where the exams will focus. Many of the OCIE's priorities changed as new risks emerged and existing risk were mitigated or heightened. 

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2020 SEC OCIE Priorities   1.68 MB   1 version
Uploaded - 04-23-2020

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