Regulations

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Welcome to the Regulations Community. Here you will find the latest discussions and resources that can help you in this area. Use this community to stay abreast third-party risk industry guidance, updates, ask questions, discuss pending regulatory changes, or seek advice. Note: You will need to Sign In to join in the discussions and access resources. 

About Industry Regulations: It’s always a good idea to keep any eye on the most recent and stringent regulatory guidance to stay compliant and ensure you're doing everything you should in third-party risk management. Regulatory guidance and best practices evolve regularly. Therefore, not only should you be reviewing your own prudential regulator’s guidance, but you should also review other regulatory guidance. This will help ensure you meet industry standards and best practices in third-party risk management.

Latest Discussion Posts

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    Could a SaaS provider be considered Outsourcing under EBA/ PRA/FCA ?

    By: Anonymous Member , 6 days ago

    This message was posted by a user wishing to remain anonymous To those in Financial Services Do any of you class hosted software and support services as Outsourcing, if the software is essential to a core activity i.e. Trading or Settlement? The ... More

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    RE: EBA Guidelines on Outsourcing (EMEA)

    By: Hilary Jewhurst , Venminder , 24 days ago

    Hi there Due to their nature, the EBA Guidelines on outsourcing arrangements suggest that both these services would be in scope for risk identification, assessment, monitoring, management, and reporting. (See language below). While it is unclear why ... More

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    EBA Guidelines on Outsourcing (EMEA)

    By: Anonymous Member , one month ago

    This message was posted by a user wishing to remain anonymous Hi I have quite a specific questions, to those in Financial Services. Has anyone in this group assessed certain Bloomberg services as in scope of the EBA guidelines, specifically considering ... More

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    RE: California Consumer Privacy Act (CCPA)

    By: Anonymous Member , 5 months ago

    This message was posted by a user wishing to remain anonymous Hello All, We are community Bank in CA, and we are trying to address the CPRA requirements. However, we are struggling with which vendors/contractors fall under these requirements. For example, ... More

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    RE: Fair Lending Program

    By: Ralph Carter , 5 months ago

    Please feel free to reach out to me directly for any and all questions. I've built our bank's fair lending program to a strong level and am happy to share information. You can reach me by email or by phone [Contact information was removed by Community ... More

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