Regulations

Welcome to the Regulations Community. Here you will find the latest discussions and resources that can help you in this area. Use this community to stay abreast third party risk industry guidance, updates, ask questions, discuss pending regulatory changes or seek advice. Note: You will need to Sign In to join in the discussions and access resources. 

About Industry Regulations: It’s always a good idea to keep any eye on the most recent and stringent regulatory guidance to stay compliant and ensure you're doing everything you should in third party risk management. Regulatory guidance and best practices evolve regularly. Therefore, not only should you be reviewing your own prudential regulator’s guidance, but you should also review other regulatory guidance. This will help ensure you meet industry standards and best practices in third party risk management.

Latest Discussion Posts

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    RE: Regulatory Compliance

    By: Gordon Rudd , Venminder , 3 months ago

    The UAE has been adopting regulatory requirements we've been held accountable for in many U.S. industries for a few years now. To that end you will see OFAC checks expanded to all of your critical and high-risk vendors. As you know, the onshore, offshore ... More

    1 person likes this.
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    Regulatory Compliance

    By: Payal Bhojwani , 3 months ago

    Dear Gordon, Thanks for all your valuable feedback! I have a query regarding regulatory compliance.I work in a UAE local bank.Our Vendor risk management program is still very immature.The problem which we often face is whether this service provided by ... More

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    OCC Bulletin (last week)

    By: L Beachy , 6 months ago

    ​​The OCC last week issued an updated set of FAQs for the 2013-19 bulletin dealing with TPRM. Even if you are not an OCC regulated institution, they are part of the FFIEC and I have regarded them as the 'thought leaders' among the other agencies on third-party ... More

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    RE: Just out: FFIEC Highlights Pandemic Preparedness Guidance for Financial Institutions

    By: Anonymous Member , 6 months ago

    This message was posted by a user wishing to remain anonymous ​Thank you for sharing! More

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    Just out: FFIEC Highlights Pandemic Preparedness Guidance for Financial Institutions

    By: Brittany Padgett , Venminder , 6 months ago

    Hi All, I wanted to ensure to bring to your attention that the FFIEC has just released an " Interagency Statement on Pandemic Planning " to highlight pandemic preparedness guidance. You can see the press release here https://www.ffiec.gov/press/pr030620.htm ... More

ThinkTank Announcements

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    one month ago
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  • COVID-19 Resources Page

    5 months ago
    Hi Everyone,   With the COVID-19 pandemic upon us, organizations are implementing their pandemic plans, many employees are working remotely and changes in vendor management are rapidly occurring. In the industry, it has raised lot of questions about pandemic planning and best practices and reminds ... More

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    8 months ago
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