Due Diligence and Ongoing Monitoring

1 to 50 of 77 threads (320 total posts)
Thread Subject Replies Last Post
4th Party Vendors
1 10 days ago by Anonymous Member
Original post by Christy Jones
RFP Software
0 12 days ago by Anonymous Member
SIFMUs
1 12 days ago by Gordon Rudd
Original post by Anonymous Member
C3PRMP
5 17 days ago by Anonymous Member
Vendor Site Visits during Covid 19
1 17 days ago by Gordon Rudd
Original post by Michael Stillwagon
Insurance Requirements by Engagement Type?
1 17 days ago by Anonymous Member
Original post by Jeff Bater
Third Party Offboarding
1 18 days ago by Karine Darakdjian
Original post by Jayne Suess
Review Frequency
2 20 days ago by Mark Ewert
Original post by Anonymous Member
Member Contact List for Credit Union
1 25 days ago by Rosalie Stremple
Original post by Christy Jones
Non public personal information
3 25 days ago by Anonymous Member
Data Classification
1 one month ago by Desiree Ericksen
Original post by kouadjo bini
How do other you evaluate JHA or Vendors with multiple SOC reports ?
12 one month ago by Denise Dalrymple
Original post by kouadjo bini
Oversight & Monitoring Vendors with Access to your Environment
2 one month ago by Mark Ewert
HIPAA Reviews
1 one month ago by Anonymous Member
Title Companies
1 one month ago by Gordon Rudd
Original post by Anonymous Member
Collective Investment Trust - Trustee Oversight
1 one month ago by Gordon Rudd
Original post by Anonymous Member
Branch location landlords and agents
1 one month ago by Branan Cooper
Original post by Anonymous Member
New Vendor Review
2 one month ago by Tonya Harper
Reputation Assessments
4 one month ago by Lorna DeLisser
Do you request Financials for Ongoing Vendor Oversight?
5 one month ago by Mark Ewert
vendors and cloud software assessment (AWS)
5 2 months ago by Tonya Harper
Original post by Anonymous Member
Cyber Risk Monitoring
0 2 months ago by Joanne King
Due Diligence for Federal Government Entities
1 2 months ago by Anonymous Member
Original post by kouadjo bini
Resellers
2 2 months ago by Pam Hamingson
Original post by Erika Rios
Ongoing Due Diligence
31 2 months ago by Brenda Fiorante
Original post by Dawn Moreau
Off Boarding Vendors
9 2 months ago by Charlotte Ford
Original post by David Medina
Investors, Brokers, etc.
1 2 months ago by Gordon Rudd
Original post by Anonymous Member
Settlement Service Providers, no contractual relationship
0 2 months ago by Anonymous Member
Collecting Due Diligence
2 3 months ago by Jennifer Wilkinson
Original post by Anonymous Member
Retention
3 4 months ago by Marc Johnston
Original post by Tara Cole
FRB/FHLB
4 4 months ago by Anonymous Member
Original post by Tara Cole
Fourth Party
3 4 months ago by Anonymous Member
Original post by Denise Dalrymple
Compliance Risk
0 4 months ago by Anonymous Member
Vendor Site Visits
0 4 months ago by Michael Weaver
Offshore Vendor
3 4 months ago by Branan Cooper
Original post by Julius Drayton
Bank Vendor Business Continuity Questionnaire
1 5 months ago by Garth Perry
Original post by Anonymous Member
Software Vendors
1 5 months ago by Anonymous Member
Original post by Michael Prowell
Annual Report - overall condition and performance of mission critical service provider arrangements
0 5 months ago by Anonymous Member
Job opening at Banc of California
0 5 months ago by Robert Pioli
NPI - inherent risk
0 5 months ago by Anonymous Member
Net Promoter Score
0 5 months ago by Mary Beth Rzegocki
Vendor Code of Conduct
2 5 months ago by Anonymous Member
Wan providers
4 5 months ago by Ashley Stang
Original post by Anonymous Member
Third Party Integrations
1 5 months ago by Melanie Yaptangco
Original post by Anonymous Member
Data Feeds to Financial Institutions
0 6 months ago by Anonymous Member
Tracking Vendor Spend
4 6 months ago by Sheila Crossley
Original post by Meranda Matherly
Foreign Vendor Due Diligence
9 6 months ago by Anonymous Member
Original post by Janis Weems
CCPA
3 6 months ago by Jennifer Wilkinson
Original post by Anonymous Member
GLBA help...
4 6 months ago by Michele Deo
Original post by maureen reynolds
Vendor Insurance Requirements
2 6 months ago by John Brightwell