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SOC 1 audit

  • 1.  SOC 1 audit

    This message was posted by a user wishing to remain anonymous
    Posted 14 days ago
    This message was posted by a user wishing to remain anonymous

    Next year we will be undergoing a SOC 1 audit. 

    Part of our responsibility is reviewing the SOC reports of our 3rd parties that fall under the scope and how they relate to the services they are providing to us. 

    Any guidance on this and any templates that are used to show our diligence in reviewing the 3rd party SOC reports?



  • 2.  RE: SOC 1 audit

    Posted 3 days ago
    This would be a great question for your chosen audit firm, as a good audit partner is there for you not just during the audit, but in preparing for it as well. This is another reason why having a readiness assessment is a great thing to do prior to your first SOC audit, as your audit partner will guide you through control design and what evidence they'll be looking for once your audit period begins. That said, in this context two of the areas you'll want to focus on are your vendor's Complementary User Entity Controls and how you're satisfying the applicable ones, and understanding what critical controls you rely on your vendors to perform on your behalf that are in scope of the SOC audit, Complementary Subservice Organization Controls, and that your vendor did not have any exceptions, especially around those controls.


  • 3.  RE: SOC 1 audit

    Posted 2 days ago

    Good Morning.

     

    If you would like to connect with me (Email removed by Community Manager for privacy reasons. Reach out to member directly through the community.) I created a template w/ scoring to use in reviewing SOC reports. I have had positive feedback from auditors saying what I created is exactly what they review for.

    Alicia



  • 4.  RE: SOC 1 audit

    Posted 2 days ago
    please copy me this template you refer during SOC audits, thank you


  • 5.  RE: SOC 1 audit

    Posted 2 days ago
    Alicia, would you be so kind to share the template for the SOC report review.

    Thank you!


  • 6.  RE: SOC 1 audit

    Posted 2 days ago
    Alicia,
    I would be interested also:
    Thanks!


  • 7.  RE: SOC 1 audit

    Posted 2 days ago
    Hi Alicia,

    I would appreciate having a copy sent to, if possible (or if you can upload in the thread, that's great too). Appreciate your time!

    Thanks,
    Tamara


  • 8.  RE: SOC 1 audit

    Posted 2 days ago
    Hi Alicia, 

    I would like a copy of this as well! 
    Thanks


  • 9.  RE: SOC 1 audit

    Posted 2 days ago
    Hi Everyone, 

    We've noticed the requests coming in for the template. I've reached out to Alicia for the file and will act as a medium. I'll send it to everyone as soon as she shares it with me. In the meantime, you can email me directly at community@thirdpartythinktank.com to request it instead of posting emails in the discussion forum. 

    Thank you!

    Brittany Padgett
    Community Manager


  • 10.  RE: SOC 1 audit

    Posted 2 days ago

    Good Morning.

     

    If you would like to connect with me, I created a template w/ scoring to use in reviewing SOC reports. I have had positive feedback from auditors saying what I created is exactly what they review for.

     


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  • 11.  RE: SOC 1 audit

    Posted 2 days ago
    Alicia,
    Could you please send me a copy of your template?


  • 12.  RE: SOC 1 audit

    Posted 2 days ago


    Thank you


  • 13.  RE: SOC 1 audit

    Posted 2 days ago
    Alicia, I'd appreciate getting a copy of your template as well. Thank you!


  • 14.  RE: SOC 1 audit

    Posted 2 days ago
    Alicia,

    Would you be willing to send me a copy of your template, as well?  I'm not confident that the assessments we are doing clearly show how we arrive at our scoring. 

    Thank you,


  • 15.  RE: SOC 1 audit

    Posted 2 days ago
    I would be interested in seeing the template as well. Thanks.


  • 16.  RE: SOC 1 audit

    Posted 2 days ago
    I would also be interested in seeing your template. 



  • 17.  RE: SOC 1 audit

    Posted 2 days ago
    Forgot to add my email: 



  • 18.  RE: SOC 1 audit

    Posted 2 days ago
    I would be interested in the template as well... 


  • 19.  RE: SOC 1 audit

    Posted 2 days ago
    Good morning! I am also interested in your template please.


  • 20.  RE: SOC 1 audit

    Posted 2 days ago
    Alicia, I would be interested in seeing the template too.


  • 21.  RE: SOC 1 audit

    Posted 2 days ago
    We would also like a copy.... however it might be just easier to attach to the thread with so many requests? 


  • 22.  RE: SOC 1 audit

    Posted 2 days ago
    I would like a copy too!


  • 23.  RE: SOC 1 audit

    Posted 2 days ago
    I'm interested to see your template too  Thank you!


  • 24.  RE: SOC 1 audit

    Posted 2 days ago
    I would like a copy of template as well......  Thanks!


  • 25.  RE: SOC 1 audit

    Posted 2 days ago
    I would like a copy as well: 





  • 26.  RE: SOC 1 audit

    Posted 2 days ago
    I would love to see a copy as well please - 
    Thank you!


  • 27.  RE: SOC 1 audit

    Posted 2 days ago
    if you are unable to attach it to the thread I am also interested in seeing your template.


  • 28.  RE: SOC 1 audit

    Posted 2 days ago
    Hello,

    I would be interested in seeing as well.


  • 29.  RE: SOC 1 audit

    Posted 2 days ago
    I would like a copy please. 
    Thank you!


  • 30.  RE: SOC 1 audit

    Posted 2 days ago
    Alicia I would like a copy as well. Thank you!



  • 31.  RE: SOC 1 audit

    Posted 2 days ago
    I would be interested

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  • 32.  RE: SOC 1 audit

    Posted 2 days ago

    Alicia,

    Would love to see your template for this if you don't mind to share!

    Thank you.

     

    Angela Hirsch

    Assistant Information Security Officer

     

     


    This message contains information from Magnolia Bank which may be confidential and privileged. If you are not an intended recipient, please refrain from any disclosure, copying, distribution or use of this information and note that such actions are prohibited. If you have received this transmission in error, please notify me by replying to this message.






  • 33.  RE: SOC 1 audit

    Posted 2 days ago
    I'd love a copy as well 

    Thank you.


  • 34.  RE: SOC 1 audit

    Posted 2 days ago
    Alicia,
    I am interested in getting a copy of your template as well. 


    Thank you!


  • 35.  RE: SOC 1 audit

    Posted 2 days ago
    Would appreciate a copy of the template
    Thank you very much
    Leo



  • 36.  RE: SOC 1 audit

    Posted 2 days ago
    I would appreciate a copy as well.

    Thank you very much.



  • 37.  RE: SOC 1 audit

    Posted 2 days ago
    Alica,

    I'd love to look at the template as well.  


    Thank you for sharing! ​


  • 38.  RE: SOC 1 audit

    Posted 2 days ago
    Hello Alicia, this is very helpful. I was wondering if anyone also has a similar scorecard for Financials Reviews.

    Thank you


  • 39.  RE: SOC 1 audit

    Posted 2 days ago
    If you would like to connect with me (Email removed by Community Manager for privacy reasons. Reach out to member directly through the community.), I created a template w/ scoring to use in reviewing SOC reports. I have had positive feedback from auditors saying what I created is exactly what they review for.

    Alicia


  • 40.  RE: SOC 1 audit

    Posted 2 days ago
    I wonder if a Community Manager can help me. I tried to attached the spreadsheet here due to so many requests, but was unable. Is there a way I can provide the scorecard template to this discussion thread?

    Thank you!
    Alicia


  • 41.  RE: SOC 1 audit

    Posted 2 days ago

    Hi Alicia,
    I would appreciate a copy as well  
    Thanks




  • 42.  RE: SOC 1 audit

    Posted 2 days ago

    Can I also have a copy of the template?  Thank You
    Kathy

     

     

    \

    TWP FinServ

     






  • 43.  RE: SOC 1 audit

    Posted 2 days ago

    I'd like to get a copy as well, thanks!






  • 44.  RE: SOC 1 audit

    This message was posted by a user wishing to remain anonymous
    Posted 2 days ago
    This message was posted by a user wishing to remain anonymous

    Thanks for sharing the template, it seems a user friendly, easy to map each section of report with impact and risk nature rating.


  • 45.  RE: SOC 1 audit

    Posted 2 days ago
    I'm in on the "I would like a copy as well" train!



  • 46.  RE: SOC 1 audit

    Posted 2 days ago
    I would like a copy as well....  TIA


  • 47.  RE: SOC 1 audit

    Posted 2 days ago
    Hi Alicia-

    I would appreciate receiving a copy of your template.

    Thanks!
    Steve Herron
    Alliance Bank