Risk Assessments

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  • 1.  Applicable to Financial reporting and GLBA requirement

    This message was posted by a user wishing to remain anonymous
    Posted 08-09-2023 01:32 PM
    This message was posted by a user wishing to remain anonymous

    When completing an annual review of our vendors, How do you determine which vendors are applicable to financial reporting?  



  • 2.  RE: Applicable to Financial reporting and GLBA requirement

    Posted 08-09-2023 02:45 PM

    If you are a publicly traded company, the easiest thing to do is to ask your Controller for the SOX relevant third parties and the applications that they provide. But if not public, same question to the Controller but eliminate the SOX part.