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  • 1.  Review process

    This message was posted by a user wishing to remain anonymous
    Posted 10-26-2021 03:16 PM
    This message was posted by a user wishing to remain anonymous

    We are trying to streamline our review process on our vendors. What is currently required by examiners/regulators/ external auditors in a vendor review.  Currently we document almost every piece of the SOC report.  Any templates would be helpful.


  • 2.  RE: Review process

    Posted 10-27-2021 08:27 AM
      |   view attached
    Greetings... attached is a template that we have found to be a good starting point when reviewing SOC's. Additional lines/rows are then  added as needed for additional notes the review deems of value. In the controls line we insert "see table below." Hope this helps and have a good day!
    --

    Deborah K. Griese, CPA, MBA, CGMA

    Kontrole LLC

    "Supporting Your Success"

     

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  • 3.  RE: Review process

    Posted 10-27-2021 08:53 AM

    Thank you!