Due Diligence and Ongoing Monitoring

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Data Feeds to Financial Institutions

  • 1.  Data Feeds to Financial Institutions

    This message was posted by a user wishing to remain anonymous
    Posted 01-31-2020 12:55 PM
    This message was posted by a user wishing to remain anonymous

    ​​I work for a brokerage service.  Our firm offers data feeds of our broker customers to financial institutions (i.e., banks, credit unions).  These are common customers between the two organizations. 

    We are struggling to determine an appropriate method of performing due diligence for these types of relationships.

    Does anyone else have similar relationships at their institution?  Any advice?